Caerus NC
Caerus NC last closed a fund in September 2019 — 86 months ago.
2 funds on record — a rhythm needs three. No month is guessed; the filing will say.
No recent fund This firm has filed no new fund in over five years, so it either stopped raising or raises in a way Form D never sees.
Still filing with the SEC: August 2022. That is an amendment to an existing offering, not a new fund - which is what an evergreen structure looks like in this data.
- Funds on file
- 4
- Capital raised
- $7M
- Latest close
- September 2019
- Based in
- CA, TX
Vehicles on file
| Vehicle | First close | Amount | Filings |
|---|---|---|---|
| Caerus NC IV, LLC | September 2019 | $2M | 0001784828 ↗ |
| Caerus NC IV-A, LLC | September 2019 | $500,000 | 0001786506 ↗ |
| Caerus FICC, LLC | August 2019 | $3M | 0001940700 ↗ |
| Caerus NC III, LLC | March 2019 | $2M | 0001771355 ↗ |
Each row links to that vehicle’s Form D filings on EDGAR — the name, date and amount above should match what is filed there.
What Caerus NC invests in
- Typical fund
- $2M median, pre-seed / seed scale
Service providers
- Fund administrator
- Carta (2 funds)
- Auditor
- Weaver (2 funds)
From Form ADV filed by CAERUS INVESTMENT ADVISORS, LLC CRD 171716 ↗, latest filing February 2023, covering 2 funds linked to this firm by Form D file number. Form ADV is filed once a year, so a provider may have changed since — and this adviser has not filed since then in our data. How this is matched.
What this is. Every figure on this page comes from Form D filings with the U.S. Securities and Exchange Commission — public records, reproduced here as filed. Service providers, where shown, come from the adviser’s Form ADV and are dated.
What it is not. Single-deal SPVs, feeder vehicles and GP or employee commitment funds are listed but excluded from fund counts and capital totals: an SPV is one investment, a feeder holds the same capital as its master, and a “Principals” or “Entrepreneurs” fund closes alongside a main fund rather than being raised in its own right. Capital deployed from a family office, a corporate balance sheet or an evergreen structure never arrives as a fund close, so a firm doing that looks quiet here. Amounts are as of the last amendment and go stale. Dates are the date of first sale — a fund's first close, not its final one. Funds filed as “Indefinite” are excluded from totals rather than counted as zero, so a total is a floor.
“No recent fund” is a statement about filings. It is not a statement about whether a firm is solvent, investing, or still in business.